Anthony E. Soscia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Emilio Soscia, who also goes by Anthony E Soscia, Anthony Emillo Soscia Jr, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1981. Anthony had worked at 14 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2013 - November 25, 2013
SSC NY CORP.
October 24, 2011 - September 10, 2013
INVEST FINANCIAL CORPORATION
November 9, 2010 - October 25, 2011
LPL FINANCIAL LLC
September 30, 2010 - December 3, 2010
MSI FINANCIAL SERVICES, INC.
September 1, 2005 - May 11, 2009
HUDSON SECURITIES,INC.
November 24, 2004 - July 7, 2005
DOMESTIC SECURITIES, INC.
October 24, 2003 - November 24, 2004
WM. V. FRANKEL & CO., INCORPORATED
August 5, 2002 - November 7, 2003
CROWN FINANCIAL GROUP, INC.
February 2, 1998 - September 28, 2001
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
January 27, 1988 - October 14, 1997
NASH, WEISS & CO.
November 5, 1986 - January 1, 1988
GREENTREE SECURITIES CORP.
August 6, 1982 - October 14, 1997
NASH, WEISS & CO.
April 6, 1981 - February 1, 1984
SINGER & MACKIE, INC.
February 23, 1981 - April 26, 1981
AMSWISS INTERNATIONAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/17/1999
Limited Representative-Equity Trader ExamCurrent Firm
SSC NY CORP.
CRD#: 29804 / SEC#: , 8-44559
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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