Cade S. Peterson

PETERSON WEALTH SERVICES

SOUTH OGDEN, UT 84405

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CRD#: 7245060

Professional summary

Cade S Peterson is a registered financial advisor currently at PETERSON WEALTH SERVICES INC. located in South Ogden, Utah.

Cade is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cade has worked at 1 firm and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 -AUTHOR, SPEEDHORSE MAGAZINE. PROVIDES MONTHLY ARTICLES. TIME SPENT= 2 HOURS, NON-TRADING/ PER MONTH. LESS THAN 10% OF HIS TIME EACH MONTH ON THIS ACTIVITY. 2 - Associate, Utah Divorce Planning. less than 10% of his time spent monthly.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cade S Peterson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2022 - Present

PETERSON WEALTH SERVICES INC.

Office #1: 1523 East Skyline Drive Suite C, South Ogden, UT 84405

RIA

CRD#: 288620

SOUTH OGDEN, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETERSON WEALTH SERVICES INC.

CRD#: 288620 / SEC#: 801-119303

RIA

Registered Investment Advisory firm - (8/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/6/2022)

IAR

Utah
(6/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/2021

Uniform Securities Agent State Law Examination

Current Firm

PETERSON WEALTH SERVICES INC.

CRD#: 288620 / SEC#: 801-119303

RIA

Registered Investment Advisory firm - (8/17/2020 Approved)

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Contact information

Main Address

1523 East Skyline Drive Suite C, South Ogden, UT 84405

Mailing Address

Phone number

(801) 475-4002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,604
AUM (Assets Under Management)	$ 462,660,842

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cade S. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cade S Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PETERSON WEALTH SERVICES INC.

Primary Firm SEC Registration

PETERSON WEALTH SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2022

Series 63

Date: 7/8/2021

Current Firm

PETERSON WEALTH SERVICES INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETERSON WEALTH SERVICES INC.

TRUST BUT VERIFY

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