Michael A. Niebuhr
Professional summary
Michael Arthur Niebuhr was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Michael had worked at 12 firms, which includes WORLD TRADE FINANCIAL CORPORATION, GLOBAL PARTNERS SECURITIES INC., LLOYD WADE SECURITIES INC., PACIFIC CORTEZ SECURITIES INCORPORATED, BURNETT GREY & CO. INC., CENTEX SECURITIES INCORPORATED, DEL MAR SECURITIES INC., J.D. MICHAEL AND CO., ASPEN CAPITAL GROUP INCORPORATED, BLINDER ROBINSON & CO. INC., AMERICAN FRONTEER FINANCIAL CORPORATION, THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2001 - November 16, 2001
WORLD TRADE FINANCIAL CORPORATION
December 15, 2000 - January 5, 2001
GLOBAL PARTNERS SECURITIES INC.
September 19, 1996 - May 3, 2000
LLOYD WADE SECURITIES INC.
March 8, 1994 - February 12, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
May 17, 1993 - January 22, 1994
BURNETT, GREY & CO., INC.
March 20, 1991 - February 18, 1993
CENTEX SECURITIES, INCORPORATED
March 7, 1990 - February 11, 1991
DEL MAR SECURITIES, INC.
October 9, 1989 - March 10, 1990
J.D. MICHAEL AND CO.
February 22, 1989 - November 1, 1989
ASPEN CAPITAL GROUP, INCORPORATED
February 19, 1987 - March 2, 1989
BLINDER, ROBINSON & CO., INC.
December 12, 1985 - January 15, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
January 4, 1984 - December 16, 1985
THE STUART-JAMES COMPANY, INCORPORATED
February 23, 1981 - January 4, 1984
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/23/2000
Limited Representative-Equity Trader ExamCurrent Firm
WORLD TRADE FINANCIAL CORPORATION
CRD#: 42638 / SEC#: , 8-49944
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
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