John A. Hitt
Professional summary
John Andrew Hitt, who also goes by Andrew Hitt, is a registered financial professional currently at PERFORMANCE TRUST CAPITAL PARTNERS, LLC located in Raleigh, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1981. John has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Andrew Hitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2019 - Present
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
March 24, 2016 - October 7, 2020
BSP SECURITIES, LLC
June 22, 2004 - March 28, 2016
SANDLER, O'NEILL & PARTNERS, L.P.
June 1, 1999 - June 9, 2004
KEYBANC CAPITAL MARKETS INC.
June 21, 1984 - June 1, 1999
TRIDENT SECURITIES, INC.
August 25, 1983 - June 11, 1984
INVEST FINANCIAL CORPORATION
February 23, 1981 - July 18, 1981
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2019)
(6/14/2019)
(10/24/2024)
(11/4/2024)
(11/4/2024)
(10/8/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
CRD#: 36155 / SEC#: 801-72427, 8-47035
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PT FINANCIAL COMPANIES, LLC | MANAGING MEMBER | |
| BERG, RICHARD SCOTT | BOARD MEMBER | 1077170 |
| BROWN, ERIC PAUL | PRESIDENT - INSTITUTIONAL GROUP / BOARD MEMBER | 4213450 |
| BURESH, ADAM COULTER | BOARD MEMBER | 5216617 |
| DOCHERTY, JENNIFER ANN | CORPORATE SECRETARY | 4587223 |
| DONOVAN, TRACI | GENERAL COUNSEL | 5694928 |
| GAZDA, RYAN M | CHIEF FINANCIAL OFFICER | 4230980 |
| GRAHAM, RICHARD WARWICK JR | PARTNER AND MANAGING DIRECTOR, BOARD MEMBER | 5836195 |
| JOHNSON, CRAIG STEPHEN | MANAGING DIRECTOR - TRADE DESK | 2339510 |
| JOHNSON, ZACHARY ROBERT | BOARD MEMBER | 5192352 |
| LEIBFRIED, BRIAN KEITH | MANAGING DIRECTOR, BOARD MEMBER | 4438951 |
| LOVE, KRISTIN M | CCO & COO | 4370951 |
| SALUTRIC, DAVID RAYMOND | HEAD OF CIA | 6146435 |
| SHAH, CHIRAG | CEO AND PRESIDENT / BOARD MEMBER | 4838599 |
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 301,689,867 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
