John J. Twohill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Twohill MR., who also goes by John Joseph Twohill, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2012 - December 31, 2020
VISION INVESTMENT ADVISORS, LLC
September 19, 2012 - December 31, 2020
VISION BROKERAGE SERVICES, LLC
July 1, 2003 - September 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
August 28, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 27, 1995 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 29, 1992 - June 13, 1995
UBS FINANCIAL SERVICES INC.
June 13, 1989 - January 9, 1992
LEHMAN BROTHERS INC.
June 17, 1987 - June 19, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
September 19, 1983 - June 23, 1987
UBS FINANCIAL SERVICES INC.
February 23, 1981 - September 19, 1983
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationCurrent Firm
VISION INVESTMENT ADVISORS, LLC
CRD#: 109621 / SEC#: 801-57975
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 98 |
| AUM (Assets Under Management) | $ 117,879,479 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/24/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
