EG
Etai A. Groff
DELOS CAPITAL ADVISORS
DALLAS, TX 75201
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CRD#: 7243834
EG
Professional summary
Etai A Groff is a registered financial advisor currently at DELOS CAPITAL ADVISORS located in Dallas, Texas.
Etai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Etai has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Etai A Groff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2024 - Present
DELOS CAPITAL ADVISORS
Office #1: 1845 Woodall Rodgers Fwy Suite 1000, Dallas, TX 75201RIA
CRD#: 300734
DALLAS, TX
Past
August 24, 2023 - December 31, 2023
DELOS CAPITAL ADVISORS
RIA
CRD#: 300734
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DELOS CAPITAL ADVISORS
DELOS CAPITAL ADVISORS | DELOS WEALTH ADVISORS, LLC | DELOS WEALTH ADVISORS | DELOS CAPITAL ADVISORS, LLC
CRD#: 300734 / SEC#: 801-119589
RIA
Registered Investment Advisory firm - (10/2/2020 Approved)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (10/13/2020 Terminated)Texas
Registered Investment Advisory firm - (10/13/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/17/2024)
Current Firm
DC
DELOS CAPITAL ADVISORS
DELOS CAPITAL ADVISORS | DELOS WEALTH ADVISORS, LLC | DELOS WEALTH ADVISORS | DELOS CAPITAL ADVISORS, LLC
CRD#: 300734 / SEC#: 801-119589
RIA
Registered Investment Advisory firm - (10/2/2020 Approved)Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)Oklahoma
Registered Investment Advisory firm - (10/13/2020 Terminated)Texas
Registered Investment Advisory firm - (10/13/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1845 Woodall Rodgers Fwy Suite 1000, Dallas, TX 75201
Mailing Address
Phone number
(972) 810-1610
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 162,243,142 |
Red Flags
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Company Information
DELOS CAPITAL ADVISORS
CRD#: 300734Dallas, TX 75201TRUST BUT VERIFY
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