MT
Michael A. Trotter
CITIZENS SECURITIES
BOSTON, MA 02118
Some features on this profile are disabled
CRD#: 7243492
MT
Professional summary
Michael Anthony Trotter Jr. is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Boston, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Michael has worked at 4 firms and has passed the Series 66 and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE PATRIOT FINANCIAL GROUP POSITION: Chief Investment Officer NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 06/07/2021 ADDRESS: 182 TURNPIKE RD, SUITE 200, WESTBOROUGH MA 01581 DESCRIPTION: Chief Investment Officermanaging portfolios and asset allocation for advisors and their clients. I also provide market commentary, strategy, and newsletters for partnered advisors.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Trotter Jr.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Trotter Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 1355 Washington Street Ms: Ma684, Boston, MA 02118Office #2: 469 West Broadway Ms: Ma668, South Boston, MA 02127Office #3: 338 Congress Street Ms: Ma321, Boston, MA 02210Office #4: 426 Boylston Street Ms: Ma619, Boston, MA 02116RIA
BD
CRD#: 39550
BOSTON, MA
Current
July 13, 2023 - Present
CITIZENS SECURITIES, INC.
Office #1: 1355 Washington Street Ms: Ma684, Boston, MA 02118Office #2: 469 West Broadway Ms: Ma668, South Boston, MA 02127Office #3: 338 Congress Street Ms: Ma321, Boston, MA 02210Office #4: 426 Boylston Street Ms: Ma619, Boston, MA 02116RIA
BD
CRD#: 39550
BOSTON, MA
Past
December 15, 2022 - July 12, 2023
KLR INVESTMENT ADVISORS, LLC
RIA
CRD#: 124716
PROVIDENCE, RI
Past
June 29, 2021 - July 14, 2022
THE PATRIOT FINANCIAL GROUP, LLC
RIA
CRD#: 172470
WESTBOROUGH, MA
Past
June 14, 2021 - April 20, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WESTBOROUGH, MA
Past
March 3, 2021 - June 21, 2021
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
WESTWOOD, MA
Past
February 4, 2021 - June 21, 2021
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
WESTWOOD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/22/2025)
IAR
Arizona(11/3/2025)
RR
Florida(10/21/2025)
IAR
Florida(10/21/2025)
RR
Maine(10/20/2025)
IAR
Maine(10/20/2025)
RR
Massachusetts(7/14/2023)
RR
Michigan(10/22/2025)
IAR
Michigan(10/22/2025)
IAR
Rhode Island(7/13/2023)
RR
Rhode Island(7/18/2023)
RR
Texas(10/21/2025)
IAR
Texas(10/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2021
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS SECURITIES, INC.
CRD#: 39550Boston, MA 02118TRUST BUT VERIFY
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