James E. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Miller was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1981. James had worked at 7 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 1994 - January 10, 1995
MERIDIAN SECURITIES, INC.
February 2, 1993 - August 20, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
February 1, 1993 - August 18, 1994
MARCUS, STOWELL & BEYE, INC.
August 8, 1984 - August 28, 1984
CENTRE/FOUR SECURITIES, INC.
April 5, 1984 - June 18, 1984
COMSTOCK INVESTMENTS, INC.
October 10, 1983 - December 28, 1983
NORQUAY TAGGART & ASSOCIATES, INC.
February 23, 1981 - September 9, 1983
FIRST FINANCIAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERIDIAN SECURITIES, INC.
CRD#: 16468 / SEC#: , 8-34008
Contact information
Documents
Red Flags
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