Jonas E. Roth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonas Edward Roth was a registered financial professional .
Jonas is a previously registered financial professional and started their career in finance in 1981. Jonas had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2012 - October 22, 2015
MOUNTAINVIEW SECURITIES, LLC
February 10, 2009 - July 27, 2010
MVCG SECURITIES, LLC
May 9, 2003 - September 1, 2006
MOUNTAIN RIVER SECURITIES, INC.
April 27, 2001 - December 12, 2001
MOUNTAIN RIVER SECURITIES, INC.
April 5, 2000 - December 1, 2000
ABN AMRO INCORPORATED
October 7, 1999 - February 29, 2000
ADVEST, INC.
September 28, 1994 - September 2, 1999
COUNTRYWIDE SECURITIES CORPORATION
March 13, 1991 - May 20, 1993
MERIDIAN SECURITIES, INC.
September 4, 1987 - August 30, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
September 26, 1986 - January 30, 1989
M.G.S.I. SECURITIES, INC.
June 20, 1985 - July 2, 1986
THOMSON MCKINNON SECURITIES INC.
April 19, 1985 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
June 4, 1984 - May 3, 1985
CIBC WORLD MARKETS CORP.
January 25, 1984 - March 26, 1984
WESTPAC POLLOCK & CO. INC.
February 23, 1981 - December 20, 1983
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MOUNTAINVIEW SECURITIES, LLC
CRD#: 7882 / SEC#: , 8-23489
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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