Maurice Francis Spolan
Professional Summary
Maurice Francis Spolan, who also goes by Maurice Francis Spolan, Maurice Spolan, is a registered financial advisor currently at WEITZ SECURITIES, INC. located in Omaha, Nebraska. Maurice is registered as a RR (Registered Representative) and started their career in finance in 2024. Maurice has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Maurice Francis Spolan, Maurice Spolan
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OSAIC WEALTH, INC.
Videos & Posts
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OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
2 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
WEITZ SECURITIES, INC.
Contact Information
Main Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131Mailing Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131Phone Number
(402) 391-1980Established
Nebraska since 01/03/1986Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEITZ INVESTMENT MANAGEMENT, INC. | BUSINESS AFFILIATE | 105088 |
| BENNETT, SHAR MARIE | VICE PRESIDENT, TREASURER | 4224171 |
| BOYNE, JAMES JOSEPH | VICE PRESIDENT, ASSISTANT TREASURER | 2370445 |
| DETISCH, JOHN ROBERT | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER, DIRECTOR | 5895775 |
| DORSEY, LORI ANN | VICE PRESIDENT | 2077073 |
| WEITZ, ANDREW STEVEN | PRESIDENT; DIRECTOR | 3070689 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
State Registrations and Notice Filings
(8/23/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2024About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Maurice Francis Spolan's CRS (Customer Relationship Summary).
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OSAIC WEALTH, INC.