Jay E. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Elliott Feldman, who also goes by Br Feldman, Jay E Feldman, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1981. Jay had worked at 7 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 3, Series 5, Series 15, Series 7, Series 24, Series 53, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2022 - December 31, 2022
CAMDEN FINANCIAL SERVICES
August 26, 2020 - May 5, 2022
PICKWICK CAPITAL PARTNERS, LLC
July 27, 2004 - November 18, 2009
UBS FINANCIAL SERVICES INC.
June 3, 2002 - July 26, 2004
UBS FINANCIAL SERVICES INC.
December 8, 1993 - November 18, 2009
UBS FINANCIAL SERVICES INC.
October 30, 1991 - December 7, 1993
FIDELITY BROKERAGE SERVICES LLC
August 25, 1989 - October 22, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 29, 1984 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
February 23, 1981 - May 17, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 8/26/2020
Limited Representative-Private Securities OfferingsSeries 5
Date: 11/2/1984
Interest Rate Options ExaminationSeries 15
Date: 10/29/1984
Foreign Currency Options ExaminationSeries 12
Date: 9/22/1982
NYSE Branch Manager ExaminationCurrent Firm
CAMDEN FINANCIAL SERVICES
CRD#: 19925 / SEC#: , 8-37303
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UCCIFERRI, LOUIE | PRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO | 1156956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
