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JJ

John R. Jonge Poerink

ASPEN ALPINE CAPITAL LLC
New York, NY 10013-2263
Some features on this profile are disabled
CRD#: 7242010
JJ

Professional summary

John Richard Jonge Poerink is a registered financial professional currently at ASPEN ALPINE CAPITAL LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2022. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 82TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Richard Jonge Poerink's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2024 - Present

ASPEN ALPINE CAPITAL LLC

Office #1: 66 Grand Street #5, New York, NY 10013-2263
BD
CRD#: 309099
New York, NY
Past

January 31, 2022 - July 10, 2024

CONSENSUS SECURITIES LLC

BD
CRD#: 144684
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/16/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/9/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/13/2020
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 5/15/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AA
ASPEN ALPINE CAPITAL LLC
ASPEN ALPINE CAPITAL LLC

CRD#: 309099 / SEC#: , 8-70805

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
66 Grand Street #5, New York, NY 10013-2263
Mailing Address
66 Grand Street #5, New York, NY 10013-2263
Phone number
(917) 292-8169
Established
Delaware since 02/12/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JONGE POERINK, JOHN RICHARDCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE7242010
CUCCIA, GARY JOHNFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER AND GP1386493

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASPEN ALPINE CAPITAL LLC

CRD#: 309099New York, NY 10013-2263

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