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Vyas Kumar Iyer

CRD# 7241961·Registered 2022 - 2023
Previously Registered: Being a previously registered professional could mean that Vyas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Vyas Kumar Iyer was a registered financial advisor. Vyas was a previously registered financial professional and started their career in finance 2022 - 2023. Vyas had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ASANTE CAPITAL GROUP ADVISORS LLC·CRD# 155178
BD
London
December 12, 2022 - December 18, 2023

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Current Firm

AC
ASANTE CAPITAL GROUP ADVISORS LLC

ACG ADVISORS, LLC | ASANTE CAPITAL GROUP ADVISORS LLC

CRD#: 155178 / SEC#: 8-68701
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

4th Floor 25 Old Burlington Street, London, W1S 3AN

Mailing Address

4th Floor 25 Old Burlington Street, London, W1S 3AN

Phone Number

+44 203 696 4700

Established

Delaware since 06/07/2010

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ASANTE CAPITAL LIMITEDSHAREHOLDER—
HIBBERT, WARREN THIRKELLCHIEF COMPLIANCE OFFICER4742670
JANSE VAN RENSBURG, FRASER SIMPSONMANAGING MEMBER5085801
PATEL, ALKACHIEF OPERATING OFFICER5690370
SHILTON, MICHAEL SEANFINANCIAL AND OPERATIONS PRINCIPAL8231036

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2023About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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