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MG

Mark E. George

HERITAGE ASSET MANAGERS
NORTH LITTLE ROCK, AR 72114
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CRD#: 724189
MG

Professional summary


Mark Engel George is a registered financial advisor currently at HERITAGE ASSET MANAGERS, INC. located in North Little Rock, Arkansas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Mark has worked at 4 firms and has passed the Series 63, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Mark Engel George's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 18, 2005 - Present

HERITAGE ASSET MANAGERS, INC.

Office #1: 1920 N. Main St., North Little Rock, AR 72114
RIA
CRD#: 134955
NORTH LITTLE ROCK, AR
Past

March 21, 1995 - April 6, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LITTLE ROCK, AR
Past

May 27, 1994 - April 6, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 22, 1986 - May 31, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

February 23, 1981 - March 20, 1986

STEPHENS

BD
CRD#: 3496

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arkansas
(5/18/2005)
IAR
Louisiana
(5/14/2018)
IAR
Texas
(5/16/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 3/7/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


HA
HERITAGE ASSET MANAGERS, INC.
HERITAGE ASSET MANAGERS, INC.

CRD#: 134955 / SEC#:

Arkansas
Registered Investment Advisory firm - (5/18/2005 Approved)
Louisiana
Registered Investment Advisory firm - (5/14/2018 Approved)
Texas
Registered Investment Advisory firm - (5/15/2018 Conditional Restricted)
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Contact information


Main Address
Little Rock, AR
Mailing Address
Phone number
(501) 312-7100
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts73
AUM (Assets Under Management)$ 77,760,093

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HERITAGE ASSET MANAGERS, INC.

CRD#: 134955North Little Rock, AR 72114

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Contact information


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