Martin D. Corr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin David Corr was a registered financial advisor .
Martin is a previously registered financial advisor and started their career in finance in 1981. Martin had worked at 14 firms and has passed the Series 65, Series 63, Series 7, Series 3 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2004 - November 16, 2005
CAPITAL SECURITIES INVESTMENT CORPORATION
August 9, 2000 - January 2, 2003
CALAMOS FINANCIAL SERVICES LLC
August 4, 2000 - January 8, 2003
CALAMOS ADVISORS LLC
March 30, 1999 - September 24, 1999
CAPITAL SECURITIES INVESTMENT CORPORATION
October 5, 1995 - March 10, 1997
FIRSTAR INVESTMENT SERVICES,INC.
August 18, 1994 - August 11, 1995
ALLSTATE FINANCIAL SERVICES, LLC
April 12, 1994 - August 3, 1995
HARRIS INVESTORS DIRECT, INC.
July 23, 1993 - February 18, 1994
BANC ONE SECURITIES CORPORATION
November 4, 1992 - July 6, 1993
WINGSPAN INVESTMENT SERVICES
August 13, 1991 - December 31, 1992
LASALLE ST SECURITIES, L.L.C.
February 22, 1991 - July 11, 1991
A. G. EDWARDS & SONS, INC.
October 22, 1990 - February 22, 1991
FINANCIAL HORIZONS SECURITIES CORPORATION
March 5, 1987 - October 12, 1990
INVEST FINANCIAL CORPORATION
February 28, 1984 - March 2, 1987
MORGAN STANLEY DW INC.
February 23, 1981 - February 27, 1984
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationCurrent Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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