Scott D. Bussy

BEARING FINANCIAL ADVISORS

Austin, TX 78759

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CRD#: 724174

Professional summary

Scott Dennis Bussy is a registered financial advisor currently at BEARING FINANCIAL ADVISORS, LLC located in Austin, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Group I Insurance License. Non-Investment related. Address: 11020 Oakmont, Overland Park, KS 66210. Nature of Business: Managing General Agency. Position/Title/Relationship: Agent. Hours per month: 2-3. Hours per month during Securities trading hours: 2-3. Duties/Responsibilities: I occasionally request proposals and review them with my clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dennis Bussy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 6, 2019 - Present

BEARING FINANCIAL ADVISORS, LLC

Office #1: 9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759

RIA

CRD#: 305257

Austin, TX

Past

August 1, 2016 - September 4, 2019

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

AUSTIN, TX

Past

August 1, 2016 - September 4, 2019

CALTON & ASSOCIATES, INC.

CRD#: 20999

AUSTIN, TX

Past

February 7, 2003 - August 2, 2016

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

AUSTIN, TX

Past

September 3, 2002 - February 7, 2003

THE MASTERS, INC.

RIA

CRD#: 108432

AUSTIN, TX

Past

September 3, 2002 - August 2, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

AUSTIN, TX

Past

December 19, 1997 - October 2, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

AUSTIN, TX

Past

December 15, 1997 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 15, 1997 - October 2, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

September 12, 1990 - October 17, 1994

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

November 6, 1987 - August 15, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

March 1, 1984 - March 29, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

February 19, 1983 - March 1, 1984

VEREX SECURITIES, INC.

CRD#: 7704

Past

February 23, 1981 - July 6, 1981

WESTCAP SECURITIES, L.P.

CRD#: 7301

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/26/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/12/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/7/2001

General Securities Principal Examination

Current Firm

BEARING FINANCIAL ADVISORS, LLC

BEARING FINANCIAL ADVISORS, L.L.C. | BEARING FINANCIAL ADVISORS, LLC

CRD#: 305257 / SEC#:

Texas

Registered Investment Advisory firm - (9/6/2019 Approved)

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Contact information

Main Address

9390 Research Blvd Kaleido Bldg I Suite 330, Austin, TX 78759

Mailing Address

Phone number

(512) 241-1035

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	367
AUM (Assets Under Management)	$ 86,753,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Scott D. Bussy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Dennis Bussy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

VSR FINANCIAL SERVICES, INC.

THE MASTERS, INC.

VSR FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

PERSHING LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VEREX SECURITIES, INC.

WESTCAP SECURITIES, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/1997

Series 63

Date: 12/12/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/26/1998

Series 6

Date: 12/12/1997

Series 24

Date: 5/7/2001

Current Firm

BEARING FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEARING FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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