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SK

Shane R. Kaster

PNFP CAPITAL MARKETS
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 7241338
SK

Professional summary

Shane Roseborough Kaster is a registered financial professional currently at PNFP CAPITAL MARKETS, INC. located in Nashville, Tennessee.

Shane is registered as a RR (Registered Representative) and started their career in finance in 2021. Shane has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Shane Roseborough Kaster's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 13, 2021 - Present

PNFP CAPITAL MARKETS, INC.

Office #1: 21 Platform Way South Suite 2300, Nashville, TN 37203Office #2: 21 Platform Way South Suite 2300, Nashville, TN 37203
BD
CRD#: 179528
Nashville, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kentucky
(6/29/2023)
RR
Tennessee
(6/26/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/5/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/21/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/13/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/12/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PNFP CAPITAL MARKETS, INC.
PNFP CAPITAL MARKETS, INC.

CRD#: 179528 / SEC#: , 8-69608

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Mailing Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Phone number
(615) 743-8271
Established
Tennessee since 02/09/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE BANKOWNER
BRANT, DAVID ROBERTFINOP/CFO2718478
JAMES, DAVID MORRISCCO/AMLCO/EXECUTIVE REPRESENTATIVE1843062
MCINTYRE, LARUE GEEDEPUTY CCO717700
WUNDERLICH, GARY KENT JRPRESIDENT/CEO2256877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNFP CAPITAL MARKETS, INC.

CRD#: 179528Nashville, TN 37203

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