Michael Paul Oconnell
Professional Summary
Michael Paul Oconnell, who also goes by Michael P Oconnell, Mike Oconnell, is a registered financial advisor currently at LINDEN ASH CAPITAL located in Cincinnati, Ohio. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael P Oconnell, Mike Oconnell
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CAPITAL ADVISORY SERVICES, LLC
Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
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CAPITAL ADVISORY SERVICES, LLC
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
LINDEN ASH CAPITAL | OCONNELL MICHAEL PAUL | MICHAEL PAUL O'CONNELL
Contact Information
Main Address
Cincinnati, OHMailing Address
Po Box 30016 6117 Campus Lane, Cincinnati, OH 45230-9998Phone Number
(513) 703-0553# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
11AUM (Assets Under Management)
$15,850,000Similar Advisors
CAPITAL ADVISORY SERVICES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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CAPITAL ADVISORY SERVICES, LLC
State Registrations and Notice Filings
(12/13/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Feb 1982Series 39 — Direct Participation Programs Principal Examination
Passed Apr 1985About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Oconnell's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
