Michael P. Oconnell
Professional summary
Michael Paul Oconnell, who also goes by Michael P Oconnell, Mike Oconnell, is a registered financial advisor currently at LINDEN ASH CAPITAL located in Cincinnati, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 5, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Oconnell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 13, 2006 - Present
LINDEN ASH CAPITAL
Office #1: 30 Garfield Place Suite 435, Cincinnati, OH 45202Office #2: 30 Garfield Place, Cincinnati, OH 45202January 19, 1995 - March 30, 2006
INVESTACORP, INC.
October 27, 1988 - December 31, 1994
ADVANTAGE CAPITAL CORPORATION
January 14, 1988 - November 25, 1988
KAVANAUGH SECURITIES, INC.
July 22, 1987 - February 4, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
May 19, 1987 - August 10, 1987
PRUCO SECURITIES, LLC.
August 1, 1986 - September 17, 1986
CONCORD ASSETS SECURITIES, INC.
April 12, 1985 - February 13, 1986
SHANNON BROOK FARMS, INC.
September 7, 1984 - February 28, 1985
GRADISON & COMPANY INCORPORATED
July 1, 1982 - September 17, 1984
E. F. HUTTON & COMPANY INC
February 23, 1981 - July 6, 1982
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/13/2006)
Exams
Series 5
Date: 2/26/1982
Interest Rate Options ExaminationCurrent Firm
LINDEN ASH CAPITAL
CRD#: 120147 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 11,720,000 |
Red Flags
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Company Information
LINDEN ASH CAPITAL
CRD#: 120147Cincinnati, OH 45202TRUST BUT VERIFY
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