Michael L. Putterman
DREAM BIGGER FINANCIAL
Milwaukee, WI 53204
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CRD#: 7241140
Professional summary
Michael Louis Putterman, CFP®, who also goes by Michael Putterman, is a registered financial advisor currently at DREAM BIGGER FINANCIAL, LLC located in Milwaukee, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Putterman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Life and Disability Insurance: Michael Louis Putterman is a licensed insurance agent. The Insurance Consultation service provides a comprehensive package with various inclusions. It begins with a 30-Minute Strategy Session followed by a review of the individual's current Disability Insurance and Life Insurance coverage. A one-page analysis of the existing coverage is provided, along with recommendations where necessary. Additionally, assistance is offered in purchasing Disability Insurance and Life Insurance policies. Commission rates ranging from 50% to 110% based on the first year's premium are applicable, depending on the specific insurance product chosen. Student Loan Consultations: Michael Louis Putterman provides Student Loan Consultations as a comprehensive service. The package includes a 1-hour Strategy Session covering a thorough review of the individual's current student loan situation, discussions on consolidation options, and determining the most suitable Income-Driven Repayment Plan. Additionally, there's an evaluation of eligibility for Public Service Loan Forgiveness (PSLF) with guidance on the application process. Critical deadlines and opportunities to optimize student loan benefits are explained. A concise one-page analysis is provided, offering clear recommendations and actionable steps based on the individual's specific circumstances. The cost is a one-time $299 fee due at the end of the engagement.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Louis Putterman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
September 13, 2022 - Present
DREAM BIGGER FINANCIAL, LLC
Office #1: 725 W Freshwater Way 404, Milwaukee, WI 53204RIA
CRD#: 323117
Milwaukee, WI
Past
September 28, 2020 - August 2, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/13/2022)
IAR
Wisconsin(9/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/25/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
DB
DREAM BIGGER FINANCIAL, LLC
DREAM BIGGER FINANCIAL, LLC
CRD#: 323117 / SEC#:
Texas
Registered Investment Advisory firm - (8/31/2022 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (9/29/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
725 W Freshwater Way 404, Milwaukee, WI 53204
Mailing Address
Phone number
(414) 369-2249
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Company Information
DREAM BIGGER FINANCIAL, LLC
CRD#: 323117Milwaukee, WI 53204TRUST BUT VERIFY
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