Douglas S. Black

SPRINGREEF LLC

Chatham, NJ

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CRD#: 724104

Professional summary

Douglas Stuart Black is a registered financial advisor currently at SPRINGREEF LLC located in Chatham, New Jersey.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Douglas has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Stuart Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2010 - Present

SPRINGREEF LLC

RIA

CRD#: 155455

Chatham, NJ

Past

June 7, 2002 - April 6, 2010

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

January 28, 1995 - April 6, 2010

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 6, 1989 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

April 11, 1988 - June 14, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 1, 1984 - April 11, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

February 23, 1981 - May 1, 1984

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/5/2024)

IAR

District of Columbia
(12/12/2014)

IAR

Florida
(4/20/2016)

IAR

Louisiana
(8/21/2018)

IAR

Maryland
(7/16/2013)

IAR

Nevada
(5/20/2024)

IAR

New Jersey
(11/10/2010)

IAR

New York
(4/10/2021)

IAR

Texas
(2/24/2015)

IAR

Virginia
(12/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/27/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SPRINGREEF LLC

ARONSON SPRINGREEF LLC | SPRINGREEF PARTNERS, LLC | SPRINGREEF LLC

CRD#: 155455 / SEC#:

California

Registered Investment Advisory firm - (11/5/2024 Approved)

District of Columbia

Registered Investment Advisory firm - (11/12/2014 Approved)

Florida

Registered Investment Advisory firm - (4/20/2016 Approved)

Louisiana

Registered Investment Advisory firm - (8/20/2018 Approved)

Maryland

Registered Investment Advisory firm - (7/10/2013 Approved)

Nevada

Registered Investment Advisory firm - (5/14/2024 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2010 Approved)

New York

Registered Investment Advisory firm - (5/14/2015 Approved)

Texas

Registered Investment Advisory firm - (2/24/2015 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (12/1/2015 Approved)

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Contact information

Main Address

Chatham, NJ

Mailing Address

Phone number

(973) 577-3184

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas S. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Stuart Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPRINGREEF LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/1992

Series 63

Date: 3/27/1981

Series 7

Date: 2/21/1981

Series 8

Date: 7/27/1984

Current Firm

SPRINGREEF LLC

Contact information

Documents

Red Flags

Company Information

SPRINGREEF LLC

TRUST BUT VERIFY

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