Richard P. Delbello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Paul Delbello, who also goes by Richard P Delbello, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1981. Richard had worked at 4 firms and has passed the SIE, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2009 - December 31, 2013
HOCKING CAPITAL, LLC
June 6, 2008 - October 29, 2015
COWEN PRIME SERVICES TRADING LLC
February 21, 2002 - March 30, 2007
UBS SECURITIES LLC
February 24, 1981 - June 20, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Series 12
Date: 5/16/1981
NYSE Branch Manager ExaminationCurrent Firm
HOCKING CAPITAL, LLC
CRD#: 148088 / SEC#: , 8-67963
Contact information
Documents
Red Flags
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