John A. Berger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Andrew Berger was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2020. John had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2020 - October 28, 2021
CRI SECURITIES, LLC
June 22, 2020 - September 13, 2022
SECURIAN FINANCIAL SERVICES, INC.
May 21, 2020 - October 28, 2021
CRI SECURITIES, LLC
May 21, 2020 - September 13, 2022
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/21/2020
General Securities Representative ExaminationCurrent Firm
CRI SECURITIES, LLC
CRD#: 22589 / SEC#: 801-62434, 8-39877
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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