Colleen E. Donnelly

THOMPSON INVESTMENT MANAGEMENT

Madison, WI 53717

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CRD#: 7240351

Professional summary

Colleen E Donnelly, who also goes by Colleen Curliss, Colleen Donnelly, is a registered financial advisor currently at THOMPSON INVESTMENT MANAGEMENT, INC. located in Madison, Wisconsin.

Colleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Colleen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colleen Curliss | Colleen Donnelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I act as an independent Consultant for Oncospace, Inc. a start-up company in Baltimore, MD. This is a healthcare IT company. I am the Director of Finance and HR. I have been in this role since 1/1/2019. I work about 15-20 hours a month. This time is on the weekends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colleen E Donnelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2020 - Present

THOMPSON INVESTMENT MANAGEMENT, INC.

Office #1: 1255 Fourier Drive Suite 200, Madison, WI 53717

RIA

CRD#: 129609

Madison, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THOMPSON INVESTMENT MANAGEMENT, INC.

THOMPSON INVESTMENT MANAGEMENT, INC. | THOMPSON INVESTMENT MANAGEMENT, LLC

CRD#: 129609 / SEC#: 801-62562

RIA

Registered Investment Advisory firm - (12/5/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2020

Uniform Investment Adviser Law Examination

Current Firm

THOMPSON INVESTMENT MANAGEMENT, INC.

THOMPSON INVESTMENT MANAGEMENT, INC. | THOMPSON INVESTMENT MANAGEMENT, LLC

CRD#: 129609 / SEC#: 801-62562

RIA

Registered Investment Advisory firm - (12/5/2003 Approved)

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Contact information

Main Address

1255 Fourier Drive Suite 200, Madison, WI 53717

Mailing Address

Phone number

(608) 827-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	882
AUM (Assets Under Management)	$ 2,659,813,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colleen E. Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colleen E Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOMPSON INVESTMENT MANAGEMENT, INC.

Primary Firm SEC Registration

THOMPSON INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2020

Current Firm

THOMPSON INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THOMPSON INVESTMENT MANAGEMENT, INC.

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