Edward L. Tackaberry
Professional summary
Edward Lawrence Tackaberry was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Edward had worked at 8 firms, which includes THE CONCORD EQUITY GROUP LLC, VFINANCE INVESTMENTS INC, PITTSFORD CAPITAL MARKETS INC, ESSEX CAPITAL MARKETS INC., FIRST PUBLIC SECURITIES INC., NATHAN & LEWIS SECURITIES INC., AETNA LIFE INSURANCE AND ANNUITY COMPANY, HORNOR TOWNSEND & KENT LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2005 - November 29, 2006
THE CONCORD EQUITY GROUP, LLC
December 4, 2002 - June 8, 2005
VFINANCE INVESTMENTS, INC
June 22, 1994 - February 26, 2003
PITTSFORD CAPITAL MARKETS, INC
September 29, 1986 - April 21, 1994
ESSEX CAPITAL MARKETS, INC.
January 1, 1986 - March 4, 1987
FIRST PUBLIC SECURITIES, INC.
February 6, 1985 - February 18, 1986
NATHAN & LEWIS SECURITIES, INC.
June 19, 1983 - February 27, 1985
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 24, 1981 - September 27, 1985
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 4/2/1977
Non-Member General Securities ExaminationCurrent Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
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