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Edward Lawrence Tackaberry

CRD# 724027·Registered 1981 - 2006
Barred: Edward Lawrence Tackaberry was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Edward Lawrence Tackaberry, who also goes by Edward L Tackaberry, Ted Tackaberry, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1981 - 2006. Edward had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 2 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Edward L Tackaberry, Ted Tackaberry

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Rochester, NY
June 8, 2005 - November 29, 2006
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
December 4, 2002 - June 8, 2005
PITTSFORD CAPITAL MARKETS, INC·CRD# 36406
BD
Pittsford, NY
June 22, 1994 - February 26, 2003
ESSEX CAPITAL MARKETS, INC.·CRD# 11896
BD
Rochester, NY
September 29, 1986 - April 21, 1994
FIRST PUBLIC SECURITIES, INC.·CRD# 16035
BD
January 1, 1986 - March 4, 1987
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
February 6, 1985 - February 18, 1986
AETNA LIFE INSURANCE AND ANNUITY COMPANY·CRD# 13256
BD
June 19, 1983 - February 27, 1985
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
February 24, 1981 - September 27, 1985

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Current Firm

TC
THE CONCORD EQUITY GROUP, LLC

CONCORD EQUITY GROUP ADVISORS LLC | THE CONCORD EQUITY GROUP, LLC | THE CONCORD EQUITY GROUP | LAESSIG INVESTMENT COMPANY

CRD#: 14569 / SEC#: 8-35226
BD
Terminated by SEC on 10/13/2008

Contact Information

Established

Pennsylvania since 06/10/1975

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WASHINGTON ASSOCIATES 205 LLCPARENT COMPANY - BROKER-DEALER ONLY—
DIOGUARDI, WILLIAM PAULCHAIRMAN1005567
MIN, SUNG SIKCFO/FINOP1025256

Disclosures

Regulatory Event

5

Arbitration

2

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1983About the Series 7 exam

Series 2 — Non-Member General Securities Examination

Passed Apr 1977

Series 24 — General Securities Principal Examination

Passed Feb 1986About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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