Virginia H. King
Professional summary
Virginia Himmelsteib King was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Virginia is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Virginia had worked at 7 firms, which includes V.H. KING ASSOCIATES, FOOTHILL SECURITIES INC., WALNUT STREET SECURITIES INC., PROTECTED INVESTORS OF AMERICA, AMERIPRISE FINANCIAL SERVICES LLC, IDS LIFE INSURANCE COMPANY, AMERICAN EXPRESS FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2021 - December 16, 2021
V.H. KING ASSOCIATES
May 31, 2016 - February 18, 2021
V.H. KING ASSOCIATES
January 4, 1999 - December 31, 2000
FOOTHILL SECURITIES, INC.
May 11, 1995 - January 7, 1999
WALNUT STREET SECURITIES, INC.
September 10, 1985 - May 23, 1995
PROTECTED INVESTORS OF AMERICA
February 23, 1981 - September 17, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
February 23, 1981 - September 17, 1985
IDS LIFE INSURANCE COMPANY
February 23, 1981 - September 17, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
V.H. KING ASSOCIATES
CRD#: 105705 / SEC#: 801-31899
Contact information
Red Flags
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