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Hamiz Mushtaq Awan

PLUTUS21 CAPITAL MANAGEMENT, L.L.C
Dallas, TX 75201
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CRD#: 7239454
HA

Professional summary


Hamiz Mushtaq Awan, who also goes by Hamiz Mushtaq Awan, Hamiz Mushtaq Awan, is a registered financial advisor currently at PLUTUS21 CAPITAL MANAGEMENT, L.L.C located in Dallas, Texas.

Hamiz Mushtaq is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Hamiz Mushtaq has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Hamiz Mushtaq Awan | Hamiz Mushtaq Awan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Currently, Mr. Awan is also a Partner at Plutus21 Blockchain Capital, LLC ("Plutus21" or the "Firm") which is a Texas exempt reporting adviser to private funds focused on blockchain and technology investments. The business is investment related and located at 6116 N. Central Expressway Suite 700 Dallas, TX 75206 and Mr. Awan has held this position since June 2016. Mr. Awan devotes around 80 hours a month devoted to this business during securities trading hours. Mr. Awan oversees the investment management process of the business. Mr. Awan is also a Partner at Awan Capital Partners which is a family holding company with interests in multiple internal operating businesses in financial services, technology, real estate, and hospitality and external alternative investments across multiple geographies and asset classes. The business is investment related and located at 6116 N. Central Expressway Suite 700 Dallas, TX 75206 and Mr. Awan has held this position since January 2012. Mr. Awan devotes around 10 hours a month devoted to this business during securities trading hours. Mr. Awan oversees the investment management process of the business.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Hamiz Mushtaq Awan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 11, 2023 - Present

PLUTUS21 CAPITAL MANAGEMENT, L.L.C

Office #1: 200 Crescent Court Suite 1430, Dallas, TX 75201
RIA
CRD#: 322881
Dallas, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(7/11/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/26/2023
Uniform Investment Adviser Law Examination

Current Firm


PC
PLUTUS21 CAPITAL MANAGEMENT, L.L.C
PARI CAPITAL USA, L.L.C. | PLUTUS21 CAPITAL MANAGEMENT, L.L.C

CRD#: 322881 / SEC#:

Texas
Registered Investment Advisory firm - (7/11/2023 Approved)
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Contact information


Main Address
200 Crescent Court Suite 1430, Dallas, TX 75201
Mailing Address
Phone number
(469) 567-9295
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts5
AUM (Assets Under Management)$ 870,842

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PLUTUS21 CAPITAL MANAGEMENT, L.L.C

CRD#: 322881Dallas, TX 75201

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