Bruce J. Beard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce James Beard, who also goes by Bruce J Beard, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1981. Bruce had worked at 7 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2003 - December 31, 2013
BEARD INVESTMENT SERVICES, INC.
September 20, 2001 - December 31, 2013
BEARD FINANCIAL SERVICES, INC.
November 4, 1996 - May 1, 2002
WALNUT STREET SECURITIES, INC.
August 21, 1984 - November 4, 1996
FSC SECURITIES CORPORATION
February 23, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 23, 1981 - February 25, 1989
IDS LIFE INSURANCE COMPANY
February 23, 1981 - February 25, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BEARD INVESTMENT SERVICES, INC.
CRD#: 106249 / SEC#: 801-37961
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEARD INVESTMENT SERVICES, INC.
CRD#: 106249 / SEC#: 801-37961
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 890 |
| AUM (Assets Under Management) | $ 859,729,975 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
