John R. Dunlap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Robert Dunlap, who also goes by John R Dunlap, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2005 - January 8, 2013
ARLINGTON SECURITIES, INC.
March 12, 2003 - May 18, 2005
THOMASLLOYD CAPITAL LLC
November 12, 1996 - March 24, 2003
FFP ADVISORY SERVICES INC
September 23, 1991 - March 24, 2003
FFP SECURITIES, INC.
June 9, 1989 - October 30, 1989
FIRST AFFIRMATIVE FINANCIAL NETWORK, INC.
October 30, 1987 - May 23, 1989
FORTH FINANCIAL SECURITIES, CORPORATION
February 23, 1981 - October 28, 1987
ALL AMERICAN MANAGEMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARLINGTON SECURITIES, INC.
CRD#: 19596 / SEC#: 801-66316, 8-38098
Contact information
FINRA licenses (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 257 |
| AUM (Assets Under Management) | $ 77,254,990 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
