Wentao Zhao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wentao Zhao was a registered financial professional .
Wentao is a previously registered financial professional and started their career in finance in 2020. Wentao had worked at 2 firms and has passed the Series 7TO, Series 19 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2025 - April 17, 2025
C&C TRADING L.L.C.
March 11, 2020 - June 26, 2023
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/11/2020
General Securities Representative ExaminationSeries 19
Date: 7/27/2020
NYSE Floor Clerk - Equities ExaminationCurrent Firm
C&C TRADING L.L.C.
CRD#: 39302 / SEC#: , 8-48631
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| C&C GLOBAL MARKETS, LLC | MEMBER | |
| ADORNEY, DAVID JAMES | MEMBER | 3096122 |
| ANCONA, GREGORY MICHAEL | MEMBER | |
| ARGINTEANU, MATAN NMN | MEMBER | 7269441 |
| CHARLTON, WILLIAM JAMES III | CCO | 1021975 |
| CHENG, KEVIN NMN | MEMBER | 6655073 |
| CHERNYAVSKIY, IVAN NMN | MEMBER | |
| COCCHI, ROBERT LOUIS | EXECUTIVE OFFICER | 2355430 |
| COHEN, ROBERT PAUL | EXECUTIVE OFFICER | 2683613 |
| GUO, ZEJIA | MEMBER | 7301278 |
| KALISHMAN, MICHELE A | EXECUTIVE OFFICER | 3134392 |
| KRUGER, JOHN ROBERT | FINOP PFO POO | 4740278 |
| LOUIE, MATTHEW NMN | MEMBER | 6176342 |
| MONTANO, ANDREW JOHN | MEMBER | 4709265 |
| ROTHBAUM, JOSHUA | MEMBER | 7781487 |
| SUH, DANIEL JAIPIL | MEMBER | 6458512 |
| TUTTLE, JEREMY PETER | MEMBER | 5847396 |
| WILSON, DAVID CALEB | MEMBER | 4725210 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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