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LB

Lauren Behrns

AEI SECURITIES
St. Paul, MN 55101-4901
Some features on this profile are disabled
CRD#: 7238681
LB

Professional summary

Lauren Behrns is a registered financial professional currently at AEI SECURITIES, INC. located in St. Paul, Minnesota.

Lauren is registered as a RR (Registered Representative) and started their career in finance in 2020. Lauren has worked at 3 firms and has passed the Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lauren Behrns's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2026 - Present

AEI SECURITIES, INC.

Office #1: 1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
BD
CRD#: 6158
St. Paul, MN
Past

May 6, 2025 - December 31, 2025

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

May 11, 2020 - August 16, 2024

ALLIANZ LIFE FINANCIAL SERVICES, LLC

BD
CRD#: 612
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(2/18/2026)
RR
California
(2/18/2026)
RR
Colorado
(3/4/2026)
RR
Florida
(2/18/2026)
RR
Georgia
(2/18/2026)
RR
Illinois
(2/18/2026)
RR
Iowa
(2/18/2026)
RR
Kansas
(2/18/2026)
RR
Michigan
(2/18/2026)
RR
Minnesota
(2/18/2026)
RR
Nebraska
(2/18/2026)
RR
New Jersey
(2/18/2026)
RR
North Dakota
(2/18/2026)
RR
Oregon
(2/18/2026)
RR
Texas
(2/18/2026)
RR
Utah
(2/18/2026)
RR
Virginia
(2/18/2026)
RR
Washington
(2/18/2026)
RR
Wisconsin
(2/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/18/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/4/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/11/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AEI SECURITIES, INC.
AEI INCORPORATED | AEI SECURITIES, INC.

CRD#: 6158 / SEC#: , 8-16750

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
Mailing Address
1300 Wells Fargo Place 30 Seventh Street East, St. Paul, MN 55101-4901
Phone number
(651) 227-7333
Established
Minnesota since 02/03/1971
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AEI CAPITAL CORPORATIONHOLDING COMPANY
NYGARD, MARNI JOCEO, PRESIDENT, & CCO6333193
PETERSEN, KEITH ERNESTPRINCIPAL FINANCIAL OFFICER, CFO, SECRETARY AND TREASURER6747299

Disclosures

Regulatory Event3
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AEI SECURITIES, INC.

CRD#: 6158St. Paul, MN 55101-4901

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