AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
VC

Veda A. Cassells-jones

Some features on this profile are disabled
CRD#: 723846
VC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Veda Ann Cassells-jones, who also goes by Veda A Cassells, Veda Ann Cassellsjones, Veda C Jones, was a registered financial professional .

Veda is a previously registered financial professional and started their career in finance in 1981. Veda had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Veda A Cassells | Veda Ann Cassellsjones | Veda C Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 15, 2008 - May 24, 2010

SOMERSET SECURITIES, INC.

BD
CRD#: 2493
SAN JOSE, CA
Past

July 26, 2005 - February 11, 2020

C-J ADVISORY, INC.

RIA
CRD#: 133665
SAN JOSE, CA
Past

March 6, 2001 - December 15, 2008

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
SAN JOSE, CA
Past

July 6, 1992 - December 15, 2008

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
SAN JOSE, CA
Past

February 1, 1990 - July 6, 1992

KAVANAUGH SECURITIES, INC.

BD
CRD#: 10606
DALLAS, TX
Past

November 7, 1989 - February 6, 1990

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

August 29, 1989 - November 7, 1989

VALUE EQUITIES CORPORATION

BD
CRD#: 13316
Past

August 15, 1985 - September 18, 1989

CERTIFIED EQUITIES INCORPORATED

BD
CRD#: 15257
Past

February 20, 1981 - April 16, 1985

WADDELL & REED

BD
CRD#: 866

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 6/3/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/1989
General Securities Principal Examination

Current Firm


SS
SOMERSET SECURITIES, INC.
BAY COLONY SECURITIES CO., INC. | SOMERSET SECURITIES, INC. | L & M SECURITIES COMPANY INC. | L & M SECURITIES COMPANY | CHARLES J. AUDITORE | BC SECURITIES INC.

CRD#: 2493 / SEC#: , 8-11539

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
4600 S Kelly Ave, Portland, OR 97239
Mailing Address
4600 S Kelly Ave, Portland, OR 97239
Phone number
(800) 813-4000
Established
Massachusetts since 11/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SOMERSET HOLDINGS GROUP, LLCOWNER
GEORGE, KENNETH RONALDCFO/FINOP2643369
HAMLIN, THOMAS BURGESSCEO, CCO2208505

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOMERSET SECURITIES, INC.

CRD#: 2493

TRUST BUT VERIFY

Monitor Veda Cassells-jones

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics