Steven J. Mattern

AMFG WEALTH MANAGEMENT LLC

Westlake, OH 44145

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CRD#: 7238443

Professional summary

Steven J Mattern, who also goes by Steven Joseph Mattern, is a registered financial advisor currently at AMFG WEALTH MANAGEMENT LLC located in Westlake, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Steven has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Joseph Mattern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*SENTINEL FINANICAL SOLUTIONS,930 LIBERTY ST.,SUTIE 211,ERIE PA 16502,10/2023,ONGOING, INV REL,DURING TRD/HRS,INSURANCE,AGENT,100%*STEVE MATTERN,1002 NORTHGATE DR.,ERIE, PA 16505,09/08/2024,ONGOING, NOT INV REL, NOT DURING TRD/HRS,COACH FOR SPECIAL OLYMPICS,0%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven J Mattern's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2024 - Present

AMFG WEALTH MANAGEMENT LLC

Office #1: 924 Westpoint Parkway Suite 100, Westlake, OH 44145

RIA

CRD#: 292160

Westlake, OH

Past

March 7, 2023 - November 15, 2024

EQUITY SERVICES, INC.

RIA

CRD#: 265

ERIE, PA

Past

March 7, 2023 - November 15, 2024

EQUITY SERVICES, INC.

CRD#: 265

ERIE, PA

Past

November 10, 2020 - March 9, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ERIE, PA

Past

October 12, 2020 - March 9, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

ERIE, PA

Past

June 22, 2020 - August 24, 2020

EDWARD JONES

RIA

CRD#: 250

ERIE, PA

Past

May 22, 2020 - August 24, 2020

EDWARD JONES

CRD#: 250

ERIE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(11/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/19/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/4/2020

Securities Industry Essentials Examination

Current Firm

AMFG WEALTH MANAGEMENT LLC

CRD#: 292160 / SEC#:

Florida

Registered Investment Advisory firm - (9/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/16/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/7/2025 Approved)

South Carolina

Registered Investment Advisory firm - (12/20/2022 Approved)

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Contact information

Main Address

924 Westpoint Parkway Suite 100, Westlake, OH 44145

Mailing Address

924 Westpoint Parkway Suite 100, Westlake, OH 44145

Phone number

(440) 249-0397

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 44,156,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven J. Mattern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven J Mattern's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMFG WEALTH MANAGEMENT LLC

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/19/2020

Series 7TO

Date: 5/22/2020

SIE

Date: 5/4/2020

Current Firm

AMFG WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMFG WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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