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DH

David W. Hamilton

WESTFIELD, IN
CRD#: 7238229
Some features on this profile are disabled
DH
David Wayne Hamilton Jr

Professional summary

David Wayne Hamilton Jr was a registered financial advisor .

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. David had worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2026 - Present

WESTFIELD, IN
Past

January 17, 2025 - January 28, 2025

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Indianapolis, IN
Past

July 6, 2020 - May 22, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Carmel, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(5/28/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/8/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/11/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6TO
Date: 7/6/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2020
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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