CS
Craig B. Stanford
WELLINGTON-ALTUS USA
CALGARY, T2R 1M1
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CRD#: 7238192
CS
Professional summary
Craig Barclay Stanford is a registered financial advisor currently at WELLINGTON-ALTUS USA INC. .
Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Craig has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TIPI-JACK CATTLE COMPANY LTD.; NOT INVESTMENT-RELATED; BOX 48, SPRING COULEE, ALBERTA , CANADA, T0K 2C0; AGRICULTURE - LIVESTOCK, GRAINS; DIRECTOR; START DATE 07/2000; 4 HOURS PER MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS; BOARD OF DIRECTORS FOR FAMILY FARM AND RANCH.
2. WELLINGTON-ALTUS PRIVATE COUNSEL INC.; INVESTMENT RELATED; 1122 FOURTH ST SW, SUITE 1250, CALGARY, CANADA T2R 1M1; INVESTMENT ADVISORY FIRM; PORTFOLIO MANAGER; STARTED 02/2020; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS; MANAGEMENT OF CLIENT INVESTMENT PORTFOLIOS.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Barclay Stanford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2020 - Present
WELLINGTON-ALTUS USA INC.
Office #1: 1122 Fourth St Sw Suite 1250, Calgary, T2R 1M1RIA
CRD#: 297314
CALGARY,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.
CRD#: 297314 / SEC#: 801-113668
RIA
Registered Investment Advisory firm - (7/31/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/16/2020)
Exams
Current Firm
WU
WELLINGTON-ALTUS USA INC.
WELLINGTON-ALTUS USA INC.
CRD#: 297314 / SEC#: 801-113668
RIA
Registered Investment Advisory firm - (7/31/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Portage Avenue 25th Floor, Winnipeg, Manitoba, R3B 3K6
Mailing Address
Phone number
(888) 315-8729
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 240 |
| AUM (Assets Under Management) | $ 126,885,263 |
Red Flags
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