Stephanie A. Dewitt

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CRD#: 723803

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephanie Ann Dewitt was a registered financial professional .

Stephanie is a previously registered financial professional and started their career in finance in 1981. Stephanie had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 11, 2021 - September 23, 2024

MONARCH WEALTH STRATEGIES

RIA

CRD#: 136029

Port Townsend, WA

Past

March 21, 2018 - April 19, 2022

ASCEND FINANCIAL CONSULTANTS, INC.

RIA

CRD#: 289183

PASADENA, CA

Past

April 16, 2004 - January 3, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PASADENA, CA

Past

April 16, 2004 - January 3, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PASADENA, CA

Past

July 8, 1997 - May 10, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PASADENA, CA

Past

July 26, 1996 - May 10, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 26, 1992 - July 30, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 7, 1991 - October 27, 1992

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

September 23, 1991 - September 27, 1991

ASB FINANCIAL SERVICES

CRD#: 24280

IRVINE, CA

Past

July 17, 1989 - September 23, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 4, 1987 - July 20, 1989

CROWELL, WEEDON & CO.

CRD#: 193

LOS ANGELES, CA

Past

August 6, 1981 - March 9, 1987

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

January 19, 1981 - September 2, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONARCH WEALTH STRATEGIES

MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA

Registered Investment Advisory firm - (5/22/2020 Approved)

California

Registered Investment Advisory firm - (10/6/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 6/5/1984

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/8/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/1/2004

General Securities Sales Supervisor - Options Module Examination

Current Firm

MONARCH WEALTH STRATEGIES

MAY WEALTH MANAGEMENT GROUP | MONARCH WEALTH STRATEGIES | MAY, SHERI LYNN

CRD#: 136029 / SEC#: 801-118775

RIA

Registered Investment Advisory firm - (5/22/2020 Approved)

California

Registered Investment Advisory firm - (10/6/2020 Terminated)

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Contact information

Main Address

222 East Carillo Street Suite 208, Santa Barbara, CA 93101

Mailing Address

Phone number

(805) 564-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONARCH WEALTH STRATEGIES PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	976
AUM (Assets Under Management)	$ 434,765,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie A. Dewitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASCEND FINANCIAL CONSULTANTS, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

ASB FINANCIAL SERVICES

MORGAN STANLEY DW INC.

CROWELL, WEEDON & CO.

THOMSON MCKINNON SECURITIES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MONARCH WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1992

Series 63

Date: 9/21/1983

SIE

Date: 1/3/2018

Series 15

Date: 6/5/1984

Series 7

Date: 1/17/1981

Series 10

Date: 7/8/2004

Series 9

Date: 7/1/2004

Current Firm

MONARCH WEALTH STRATEGIES

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONARCH WEALTH STRATEGIES

TRUST BUT VERIFY

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