CJ
Carl W. Jurgens
TONY WALKER FINANCIAL
Louisville, KY 40222
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CRD#: 7236651
CJ
Professional summary
Carl William Jurgens, who also goes by Trey Jurgens, is a registered financial advisor currently at TONY WALKER FINANCIAL located in Louisville, Kentucky.
Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Carl has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trey Jurgens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/2017 WorryFree, Inc.; Digital Marketing Manager ; media and marketing firm focusing on implementing marketing plans through television, radio, internet and print media as well as marketing training for clients of WorryFree, Inc.; non-investment related ; Louisville, KY ; approximately 10 hours a week (40 hours/mo) to marketing efforts for WorryFree Productions (includes mostly researching and copywriting for client marketing campaigns), setting up email marketing campaigns and website editing and form fill management.
2)08/2016 Independent Licensed Insurance Agent; Lexington, KY; investment related; Life & Health Licensed
CRS (Client Relationship Summary) - RIA
Click below to view Carl William Jurgens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2020 - Present
TONY WALKER FINANCIAL
Office #1: 8303 Shelbyville Rd, Louisville, KY 40222RIA
CRD#: 145457
Louisville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TONY WALKER FINANCIAL
DBA TONY WALKER FINANCIAL | WALKER FINANCIAL SERVICES, INC. | WALKER FINANCIAL SERVICES | TONY WALKER FINANCIAL | DBA TONYWALKERFINANCIAL.COM
CRD#: 145457 / SEC#: 801-120466
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/12/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/12/2021 Terminated)Kentucky
Registered Investment Advisory firm - (3/12/2021 Terminated)Louisiana
Registered Investment Advisory firm - (3/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/11/2021 Terminated)Texas
Registered Investment Advisory firm - (3/12/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/12/2020)
IAR
Kentucky(3/12/2020)
IAR
Texas(6/10/2021)
Current Firm
TW
TONY WALKER FINANCIAL
DBA TONY WALKER FINANCIAL | WALKER FINANCIAL SERVICES, INC. | WALKER FINANCIAL SERVICES | TONY WALKER FINANCIAL | DBA TONYWALKERFINANCIAL.COM
CRD#: 145457 / SEC#: 801-120466
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Florida
Registered Investment Advisory firm - (3/12/2021 Terminated)Indiana
Registered Investment Advisory firm - (3/12/2021 Terminated)Kentucky
Registered Investment Advisory firm - (3/12/2021 Terminated)Louisiana
Registered Investment Advisory firm - (3/15/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/11/2021 Terminated)Texas
Registered Investment Advisory firm - (3/12/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2451 Industrial Drive, Bowling Green, KY 42101
Mailing Address
Phone number
(270) 843-9380
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,711 |
| AUM (Assets Under Management) | $ 312,825,099 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TONY WALKER FINANCIAL
CRD#: 145457Louisville, KY 40222TRUST BUT VERIFY
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