TF
Thomas J. Farrer
CORE WEALTH ADVISORS
INDIANAPOLIS, IN 46204
Some features on this profile are disabled
CRD#: 7236529
TF
Professional summary
Thomas Joseph Farrer is a registered financial advisor currently at CORE WEALTH ADVISORS located in Indianapolis, Indiana.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Thomas has worked at 2 firms and has passed the SIE exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Summit Wealth Solutions, LLC is a non-investment related business located at 13592 Kensington Pl, Carmel, IN 46032. This business offers tax preparations for existing clients. I am an agent and I'm also the founder. My relationship started on November 22, 2024. This work is seasonal and done primarily in February and March. I anticipate about 10-15 hours a month to be dedicated to tax preparation. This work can be done outside of trading hours and is done primarily on weekends. My duty is to oversee all client interactions, ensuring accurate and timely tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Joseph Farrer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2025 - Present
CORE WEALTH ADVISORS
Office #1: 150 W Market St, Suite 712, Indianapolis, IN 46204RIA
CRD#: 157436
INDIANAPOLIS, IN
Past
March 6, 2020 - October 29, 2024
AN EXCEPTIONAL LIFE FINANCIAL, LLC
RIA
CRD#: 288742
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORE WEALTH ADVISORS
CORE WEALTH ADVISORS | CORE WEALTH ADVISORS, LLC
CRD#: 157436 / SEC#: 801-132613
RIA
Registered Investment Advisory firm - (6/6/2025 Approved)Florida
Registered Investment Advisory firm - (6/12/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/4/2025)
IAR
Indiana(1/22/2025)
Current Firm
CW
CORE WEALTH ADVISORS
CORE WEALTH ADVISORS | CORE WEALTH ADVISORS, LLC
CRD#: 157436 / SEC#: 801-132613
RIA
Registered Investment Advisory firm - (6/6/2025 Approved)Florida
Registered Investment Advisory firm - (6/12/2025 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
150 W Market St, Suite 712, Indianapolis, IN 46204
Mailing Address
Phone number
(317) 497-0569
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 125,290,842 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
