Craig A. Wolpert

THURSTON HALL INVESTMENT RESEARCH

OSPREY, FL

Some features on this profile are disabled

CRD#: 723634

Professional summary

Craig Alan Wolpert is a registered financial advisor currently at THURSTON HALL INVESTMENT RESEARCH, LLC located in Osprey, Florida.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Craig has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alan Wolpert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2005 - Present

THURSTON HALL INVESTMENT RESEARCH, LLC

RIA

CRD#: 136700

OSPREY, FL

Past

August 15, 2005 - January 4, 2010

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MANALAPAN, NJ

Past

April 21, 2004 - August 24, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

MANALAPAN, NJ

Past

April 27, 1995 - August 24, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 27, 1995 - August 24, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 20, 1994 - April 3, 1995

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

November 26, 1993 - August 25, 1994

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

November 2, 1993 - December 2, 1993

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Past

October 21, 1993 - November 5, 1993

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

Past

February 2, 1989 - January 23, 1992

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

August 27, 1982 - December 1, 1988

CITISTREET EQUITIES LLC

CRD#: 7447

Past

April 15, 1982 - August 18, 1982

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 13, 1981 - June 22, 1982

CITISTREET EQUITIES LLC

CRD#: 7447

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/11/2017)

IAR

Massachusetts
(9/4/2025)

IAR

New Jersey
(9/19/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/20/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/11/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 6/9/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

THURSTON HALL INVESTMENT RESEARCH, LLC

THURSTON HALL INVESTMENT RESEACH, LLC | THURSTON HALL INVESTMENT RESEARCH, LLC

CRD#: 136700 / SEC#:

Florida

Registered Investment Advisory firm - (10/11/2017 Approved)

Massachusetts

Registered Investment Advisory firm - (9/4/2025 Approved)

New Jersey

Registered Investment Advisory firm - (9/19/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

383 Elliot Street Suite 100f, Newton, MA 02464

Mailing Address

155 Truman Road, Newton, MA 02459

Phone number

(908) 720-0502

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 75,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Craig A. Wolpert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Alan Wolpert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OPPENHEIMER & CO. INC.

A. G. EDWARDS & SONS, INC.

L.C. WEGARD & CO., INC.

COMMONWEALTH ASSOCIATES

EMPOWER FINANCIAL SERVICES, INC.

CITISTREET EQUITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/1/2005

Series 63

Date: 10/25/1993

Series 7

Date: 10/20/1993

Series 6

Date: 2/11/1981

Series 24

Date: 8/25/1997

Series 26

Date: 6/9/1988

Current Firm

THURSTON HALL INVESTMENT RESEARCH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THURSTON HALL INVESTMENT RESEARCH, LLC

TRUST BUT VERIFY

Similar Advisors