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RB

Robert Borea

STONE WALL MONEY MANAGEMENT LLC
SHELTON, CT 06484
Some features on this profile are disabled
CRD#: 7236153
RB

Professional summary

Robert Borea is a registered financial advisor currently at STONE WALL MONEY MANAGEMENT LLC located in Shelton, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Massaro Wealth Management. Start date 03/02/2020. Admin work. 88 total hrs per month. 80 hours during securities trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Borea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2025 - Present

STONE WALL MONEY MANAGEMENT LLC

Office #1: 100 Beard Sawmill Road Suite 275, Shelton, CT 06484
RIA
CRD#: 331409
SHELTON, CT
Past

November 23, 2020 - March 20, 2025

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
Wethersfield, CT
Past

November 23, 2020 - March 20, 2025

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
Wethersfield, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(4/25/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/1/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/23/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/7/2020
General Securities Representative Examination

Current Firm

SW
STONE WALL MONEY MANAGEMENT LLC
STONE WALL MONEY MANAGEMENT LLC

CRD#: 331409 / SEC#:

Connecticut
Registered Investment Advisory firm - (6/17/2024 Approved)
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Contact information

Main Address
100 Beard Sawmill Road Suite 275, Shelton, CT 06484
Mailing Address
Phone number
(203) 372-4442
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 4,010,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONE WALL MONEY MANAGEMENT LLC

CRD#: 331409Shelton, CT 06484

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