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Georgia A. Maloy

PAUL R. RIED FINANCIAL GROUP
Bellevue, WA 98004-6366
Some features on this profile are disabled
CRD#: 7236109
GM

Professional summary

Georgia Ann Maloy, who also goes by Georgian Fanning, Georgian Maloy, is a registered financial advisor currently at PAUL R. RIED FINANCIAL GROUP, LLC located in Bellevue, Washington.

Georgia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Georgia has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Georgian Fanning | Georgian Maloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: GAYLA MAUREEN LLC INVESTMENT RELATED: NO ADDRESS: 14643 445TH AVENUE SE NORTH BEND WA 98045 NATURE OF BUSINESS: COMMERCIAL FISHING START DATE: 06/2005 POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: REVIEW ALASKA CRABBING INDIVIDUAL FISHING QUOTA CONTACTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Georgia Ann Maloy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 11, 2023 - Present

PAUL R. RIED FINANCIAL GROUP, LLC

Office #1: 10801 Main Street Suite 201, Bellevue, WA 98004-6366
RIA
CRD#: 297284
Bellevue, WA
Past

June 5, 2023 - November 5, 2024

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
BELLEVUE, WA
Past

May 25, 2020 - February 3, 2023

COLDSTREAM SECURITIES, INC.

BD
CRD#: 46835
BELLEVUE, WA
Past

May 4, 2020 - February 3, 2023

COLDSTREAM WEALTH MANAGEMENT

RIA
CRD#: 108805
BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PR
PAUL R. RIED FINANCIAL GROUP, LLC
PAUL R. RIED FINANCIAL GROUP, LLC

CRD#: 297284 / SEC#: 801-113796

RIA
Registered Investment Advisory firm - (8/3/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(4/11/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 5/30/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/2/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2020
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/9/2020
General Securities Representative Examination

Current Firm

PR
PAUL R. RIED FINANCIAL GROUP, LLC
PAUL R. RIED FINANCIAL GROUP, LLC

CRD#: 297284 / SEC#: 801-113796

RIA
Registered Investment Advisory firm - (8/3/2018 Approved)
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Contact information

Main Address
10801 Main Street Suite 201, Bellevue, WA 98004-6366
Mailing Address
Phone number
(425) 646-6777
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PAUL RIED ADV PART 2A BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts2,496
AUM (Assets Under Management)$ 1,061,462,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PAUL R. RIED FINANCIAL GROUP, LLC

CRD#: 297284Bellevue, WA 98004-6366

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