Parks J. Stallings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parks Johnson Stallings JR was a registered financial professional .
Parks is a previously registered financial professional and started their career in finance in 1981. Parks had worked at 5 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1993 - March 1, 1999
VOYA FINANCIAL PARTNERS, LLC
October 30, 1992 - January 19, 2018
MML INVESTORS SERVICES, LLC
October 3, 1986 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
May 15, 1986 - September 19, 1986
CONSECO EQUITY SALES, INC.
February 17, 1981 - May 15, 1986
VOYAGER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
