Daniel W. Prevett

PREVETT FINANCIAL

Berea, KY 40403

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CRD#: 7235710

Professional summary

Daniel Wesley Prevett, who also goes by Daniel Prevett, is a registered financial advisor currently at PREVETT FINANCIAL located in Berea, Kentucky and CAPSTONE WEALTH ADVISORS, LLC located in Andalusia, Alabama.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Prevett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Daniel Prevett is the owner of Parallel, LLC; Investment Related:- No; Location:- 111 Bryon Ave Berea KY 40403; Description:- Agriculture Services including spraying and seeding; Responsibilities duties:- Comply with all relevant Department of Agriculture and Federal Aviation Agency regulations related to Agriculture pesticide applications; Start date : 2024-12-02; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 20; Website address for the organization: www.paralleldrones.com. 2. I am the sole owner of Safe Lock Advisors, LLC d/b/a Prevett Financial, a Kentucky Registered RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wesley Prevett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2020 - Present

PREVETT FINANCIAL

Office #1: 111 Bryon Ave, Berea, KY 40403

RIA

CRD#: 307753

Berea, KY

Current

May 12, 2025 - Present

CAPSTONE WEALTH ADVISORS, LLC

Office #1: 218 South Three Notch St, Andalusia, AL 36420

RIA

CRD#: 332360

ANDALUSIA, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/2/2023)

IAR

Florida
(6/28/2024)

IAR

Kentucky
(9/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/6/2020

Uniform Investment Adviser Law Examination

Current Firm

PREVETT FINANCIAL

PREVETT FINANCIAL | SAFE LOCK ADVISORS, LLC | PROVIDENCE FINANCIAL CONSULTING, LLC

CRD#: 307753 / SEC#:

Alabama

Registered Investment Advisory firm - (3/2/2023 Approved)

Florida

Registered Investment Advisory firm - (6/28/2024 Approved)

Kentucky

Registered Investment Advisory firm - (9/24/2020 Approved)

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Contact information

Main Address

111 Bryon Ave, Berea, KY 40403

Mailing Address

4500 Bowling Blvd Suite 100, Louisville, KY 40207

Phone number

(502) 205-5200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 11,250,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Prevett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Wesley Prevett's CRS (Customer Relationship Summary).

Certified licenses

Experience

PREVETT FINANCIAL

CAPSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/6/2020

Current Firm

PREVETT FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PREVETT FINANCIAL

TRUST BUT VERIFY

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