Bradley A. Kanode
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Arden Kanode, who also goes by Brad Kanode, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1981. Bradley had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1986 - July 24, 1987
FITZGERALD, TALMAN, INC.
August 29, 1985 - October 15, 1986
MARSHALL DAVIS, INC.
March 20, 1984 - September 9, 1985
QUINN & CO., INC.
June 6, 1983 - August 20, 1986
WALFORD, DEMARET & CO., INC.
January 19, 1981 - June 8, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FITZGERALD, TALMAN, INC.
CRD#: 13699 / SEC#: , 8-29650
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
