Samuel C. Ludzack

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT

Edina, MN 55435

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CRD#: 7235056

Professional summary

Samuel C Ludzack is a registered financial advisor currently at PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. located in Edina, Minnesota.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Samuel has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel C Ludzack's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2024 - Present

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Office #1: 7701 France Avenue South #300, Edina, MN 55435

RIA

CRD#: 117962

Edina, MN

Past

June 16, 2022 - December 23, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Edina, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

BRIDGEWATER CAPITAL ADVISORS | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | BRIGDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, INC.

CRD#: 117962 / SEC#: 801-61205

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

Minnesota

Registered Investment Advisory firm - (5/31/2002 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/14/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/16/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/20/2021

Securities Industry Essentials Examination

Current Firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

BRIDGEWATER CAPITAL ADVISORS | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | BRIGDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, LLC | BRIDGEWATER CAPITAL ADVISORS, INC.

CRD#: 117962 / SEC#: 801-61205

RIA

Registered Investment Advisory firm - (5/31/2002 Approved)

Minnesota

Registered Investment Advisory firm - (5/31/2002 Cancelled)

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Contact information

Main Address

7701 France Avenue South #300, Edina, MN 55435

Mailing Address

Phone number

(952) 224-4350

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	540
AUM (Assets Under Management)	$ 2,086,855,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel C. Ludzack

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel C Ludzack's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/2022

Series 7TO

Date: 6/16/2022

SIE

Date: 8/20/2021

Current Firm

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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