Clarence Hays Glover Iii
Professional Summary
Clarence Hays Glover III, who also goes by Clarence H Glover, Clarence Glover III, Hays Glover, is a registered financial advisor currently at WARWICK PARTNERS located in Bryan, Texas. Clarence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Clarence has worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Clarence H Glover, Clarence Glover Iii, Hays Glover
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.
Contact Information
Main Address
4444 Carter Creek Parkway Suite 109, Bryan, TX 77802Phone Number
(979) 260-9777# of Employees
9SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,533AUM (Assets Under Management)
$2,482,202,242Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
WARWICK INVESTMENT MANAGEMENT INC | WARWICK PARTNERS | WARWICK INVESTMENT MANAGEMENT, INC.
State Registrations and Notice Filings
(4/1/2003)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1981About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Clarence Hays Glover III's CRS (Customer Relationship Summary).
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