Luis R. Montesinos

BUFFALO VALLEY WEALTH PLUS

MIFFLINBURG, PA 17844

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CRD#: 7234512

Professional summary

Luis Rafael Montesinos Jr, who also goes by Luis Rafael Montesinos, is a registered financial advisor currently at BUFFALO VALLEY WEALTH PLUS located in Mifflinburg, Pennsylvania.

Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Luis has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luis Rafael Montesinos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BVWP RE LLC; Member; Investment related: No; 338 Chestnut Street Mifflinburg PA 17844 United States; Real estate holding company - should have exact same U4 disclosure as Lance but needs to be added to his 2B too.; 2022-09-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Rafael Montesinos Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2022 - Present

BUFFALO VALLEY WEALTH PLUS

Office #1: 326 Chestnut Street, Mifflinburg, PA 17844

RIA

CRD#: 307918

MIFFLINBURG, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/15/2022)

IAR

Pennsylvania
(7/27/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2022

Uniform Investment Adviser Law Examination

Current Firm

BUFFALO VALLEY WEALTH PLUS

BUFFALO VALLEY WEALTH PLUS | BVWP | BUFFALO VALLEY WEALTH PLUS LLC

CRD#: 307918 / SEC#:

Florida

Registered Investment Advisory firm - (2/21/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/23/2020 Approved)

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Contact information

Main Address

326 Chestnut Street, Mifflinburg, PA 17844

Mailing Address

Phone number

(570) 597-2235

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 62,638,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Luis R. Montesinos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luis Rafael Montesinos Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUFFALO VALLEY WEALTH PLUS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2022

Current Firm

BUFFALO VALLEY WEALTH PLUS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BUFFALO VALLEY WEALTH PLUS

TRUST BUT VERIFY

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