TT
Todd D. Thomas
JAMAICA, NY
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CRD#: 7234462
TT
Todd Derek Thomas
Professional summary
Todd Derek Thomas was a registered financial advisor .
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Todd had worked at 2 firms and has passed the Series 65, Series 63, Series 57TO and SIE exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2026 - Present
JAMAICA, NY
Past
June 11, 2020 - September 27, 2021
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/26/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 6/11/2020
Securities Trader ExamGeneral Industry/Product Exam
Current firm
No current employment
Red Flags
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