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NM

Nicholas P. Mangione

THE JUNK INVESTMENT GROUP
HUNT VALLEY, MD 21030-1439
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CRD#: 7234438
NM

Professional summary


Nicholas Paul Mangione, CFP®, who also goes by Nick Mangione, is a registered financial advisor currently at THE JUNK INVESTMENT GROUP located in Hunt Valley, Maryland.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Nicholas has worked at 1 firm and has passed the Series 63 and Series 65 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Nick Mangione

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Position: Insurance Agent Nature: Insurance Agent Investment Related: Yes Number of Hours: 5 hours/mo Security Trading Hours: 5 hrs/mo Start Date: 09/29/2020 Address: 307 International Circle, Suite 540, Hunt Valley, MD 21030 Description: Insurance Agent. Name of Other Business: M6 Residential, LLC Investment Related: No Address: 1402 Gateshead Rd, Towson, MD 21286 Nature of Business: Real Estate Position: Member of LLC Start Date: 09/15/2020 Hours/mo: 2 hours/mo Trading Hours: 2 hours/mo Description: Maintain accounting for home rentals. Name of Other Business: M37 Investments, LLC, Investment Related: Yes, Address: 1205 York Road, Timonium, MD 21093, Nature of Business: Family Investment Firm, Member of LLC Start Date: 02/20/2022, Hours/mo: 0 Trading Hours: 0, Description: Silent Member Investing in Real Estate, NFT, Stocks

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Nicholas Paul Mangione's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2022

Experience


Current

October 1, 2020 - Present

THE JUNK INVESTMENT GROUP

Office #1: 307 International Circle Suite 540, Hunt Valley, MD 21030-1439
RIA
CRD#: 104619
HUNT VALLEY, MD

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TJ
THE JUNK INVESTMENT GROUP
JUNK IVAN RICHARD | THE JUNK INVESTMENT GROUP, LLC | THE JUNK INVESTMENT GROUP

CRD#: 104619 / SEC#: 801-34480

RIA
Registered Investment Advisory firm - (5/19/1989 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maryland
(10/1/2020)
IAR
Texas
(10/1/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 1/13/2021
Uniform Securities Agent State Law Examination
State Security Law Exam

Current Firm


TJ
THE JUNK INVESTMENT GROUP
JUNK IVAN RICHARD | THE JUNK INVESTMENT GROUP, LLC | THE JUNK INVESTMENT GROUP

CRD#: 104619 / SEC#: 801-34480

RIA
Registered Investment Advisory firm - (5/19/1989 Approved)
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Contact information


Main Address
307 International Circle Suite 540, Hunt Valley, MD 21030-1439
Mailing Address
Phone number
(410) 584-8100
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE JUNK INVESTMENT GROUP ADV PART 2A APPENDIX 1 (3/26/2025)

Regulatory assets under management


Total Number of Accounts250
AUM (Assets Under Management)$ 526,501,633

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE JUNK INVESTMENT GROUP

CRD#: 104619Hunt Valley, MD 21030-1439

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