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Fabien Tabouret

ASG CAPITAL
MIAMI, FL
·CRD# 7234378·6 years experience

Professional Summary

Fabien Tabouret is a registered financial advisor currently at ASG CAPITAL located in Miami, Florida. Fabien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Fabien has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

ASG CAPITAL·CRD# 149013
RIA
150 Se 2nd Avenue Suite Ph3, Miami, FL 33131
May 19, 2020 - Present

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Current Firm

AC
ASG CAPITAL

ASG CAPITAL | ASG CAPITAL, LLC

CRD#: 149013 / SEC#: 801-69814
RIA
Registered Investment Advisory firm - SEC (1/26/2011 Terminated)
California
Registered Investment Advisory firm - California (5/19/2022 Terminated)
District of Columbia
Registered Investment Advisory firm - District of Columbia (4/30/2013 Terminated)
Florida
Registered Investment Advisory firm - Florida (1/25/2011 Approved)
Illinois
Registered Investment Advisory firm - Illinois (3/24/2014 Terminated)
Maryland
Registered Investment Advisory firm - Maryland (12/31/2014 Terminated)
New York
Registered Investment Advisory firm - New York (11/8/2013 Cancelled)
Virginia
Registered Investment Advisory firm - Virginia (12/16/2014 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

150 Se 2nd Avenue Suite 704, Miami, FL 33131

Phone Number

(305) 760-6531

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

31

AUM (Assets Under Management)

$75,018,207

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2020About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Fabien Tabouret's CRS (Customer Relationship Summary).

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