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Anthony J. Dibernardo

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CRD#: 723410
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Joseph Dibernardo was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1981. Anthony had worked at 7 firms and has passed the SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: 150 BROADHOLLOW RD, STE 209, MELVILLE, NY 11747 | Position Held: Agent | Address: 150 BROADHOLLOW RD, STE 209, MELVILLE, NY 11747 | Start Date: 01/2004 | Nature of Activity: Multi-Line Insurance Brokerage | Approx Hrs Per Mth: 101-140 Hrs | Approx Trading Hrs Per Mth: 101-140 Hrs | Description of Duties: SALES & SERVICE OF LIFE, ACCIDENT, HEALTH/DI AND ANNUITY CLIENT ACCOUNTS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 23, 2021 - December 31, 2023

T DIBERNARDO CONSULTING INC.

RIA
CRD#: 291634
WOODBURY, NY
Past

February 14, 2014 - July 19, 2017

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
MELVILLE, NY
Past

June 2, 2008 - February 20, 2014

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
MELVILLE, NY
Past

January 21, 2004 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
MELVILLE, NY
Past

January 21, 2004 - June 3, 2008

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
MELVILLE, NY
Past

February 9, 1981 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

February 9, 1981 - January 9, 2004

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 7/19/2017
Securities Industry Essentials Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


TD
T DIBERNARDO CONSULTING INC.
T DIBERNARDO CONSULTING INC.

CRD#: 291634 / SEC#:

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Contact information


Main Address
150 Broadhollow Rd Suite 209, Melville, NY 11747
Mailing Address
Phone number
(631) 393-6048
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts8
AUM (Assets Under Management)$ 1,850,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


T DIBERNARDO CONSULTING INC.

CRD#: 291634

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